Scott Wilson
CEO
London
Scott is a director of IMS and has over fourteen years regulatory experience. He started his compliance career with Bank of Boston before becoming compliance manager with Mercury Asset Management in January 1990 and Compliance Officer for the fourteen regulated companies in the Robert Fleming Asset Management Group in 1992. He left Flemings in December 1996 to set up IMS. He has an honours degree in Finance.
Stephen Burke
Director
London
Stephen has twenty years professional services experience, comprising eleven years as an auditor and a further nine years as a regulatory consultant primarily at Price Waterhouse Coopers where he was director of their UK Investment Management Practice until April 2006. Stephen has considerable regulatory experience covering authorization, ad-hoc advice, enforcement and error remediation. Stephen undertakes both conduct of business and prudential work for asset managers. He has a BSc in Economics and is a FCA. Stephen joined IMS in May 2006.
Chris Rexworthy
Director of Institutional Business
London
Chris has spent the last 10 years with the FSA (and its legacy regulators). Chris performed a number of senior roles for the Authority and when leaving was responsible for the supervision of some 2,000 Wholesale Investment Firms, including the wholesale brokers and all hedge fund managers. Chris was also a member of the FSA’s senior management team including being a member of its authorisation decision making committee and its anti-money laundering and financial crime teams. Chris spent the previous 10 years with a major UK banking group and in total has 24 years experience covering most aspects of financial services. Chris was awarded his MBA in 2003.
Jonathan Wilson
Team Leader
Regulatory Consulting
London
Jon is a Chartered Accountant with a politics degree from Warwick University and has nineteen years’ financial services experience. Jon has previously worked for Coopers and Lybrand and IMRO, where he led an asset management supervision team. After leaving IMRO, Jon gained further industry experience at UBS, Deutsche bank and Merrill Lynch Investment Managers, before joining IMS in May 2006.
Matthew Raver
Team Leader
FSA Applications Team
London
Matthew has over eight years asset management compliance experience gained within the business risk management and compliance departments of Morgan Grenfell Asset Management and Nomura Asset Management. He joined IMS in mid 2003 and manages the FSA Applications team. Matthew has an LLB and MSc in International Banking and Financial Studies.
For a full list of our consultants please contact us at +44 (0)20 7408 2448
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